Fish Pool market surveillance

Fish Pool is regulated as an exchange by the Norwegian Ministry of Finance. Fish Pools market must function in accordance with laws and regulations relevant for the exchange, Fish Pools Rulebook and the public opinions expectations to a regulated market.

Fish Pool market surveillance is obliged to follow the trading activity closely to detect unlawful activities and ensure continuous compliance with the relevant rules and regulations.

Trading activity Fish Pool market surveillance suspect or conclude as a breach of laws and/or regulations will be reported to The Financial Supervisory Authority of Norway.

Fish Pool market surveillance includes an internal market surveillance and an external market surveillance. Head of Sales fills the role as internal market surveillance in Fish Pool. Fish Pool has contracted Surveillance and Operations department at Oslo Børs as external market surveillance, named Fish Pool Market and Trading Surveillance Board (MTSB).

Fish Pool market surveillance investigates:

  • Manipulation of Fish Pools contract prices, including trading at artificial levels to move the price at own advantage
  • Insider trading
  • False or misleading information made publish for own advantage
  • Other relevant cases within market surveillance

Fish Pools employees and trade members are obliged to report to Fish Pool any potential breach relevant for Fish Pool market surveillance according to Fish Pool Rulebook. The public is encouraged to report any potential breach.

 

Contact details:

Fish Pool internal market surveillance: lf@fishpool.eu or post@fishpool.eu or +47 55 706 703.

 

Note that Fish Pool tapes all calls according to Fish Pool Rulebook and Fish Pool privacy policy.